PEOPLE BEHIND THE PLAN
Stockbrokers & advisors.
Find people and firms. Check registration. Contact them directly.
Historical records and sourced profiles. Confirm current credentials and services.
510 listed firms
Page 9 of 15McDonnaugh Securities LLC
Find people at this firmMercadien Securities
Find people at this firmMercer Advisors
Find people at this firmMercer Allied Company, L.P.
Find people at this firmMerrill Lynch, Pierce, Fenner & Smith Incorporated
Find people at this firmMesirow Financial, Inc.
Find people at this firmMiddlegate Securities Inc.
Find people at this firmMidland Securities, Ltd
Find people at this firmMissionSquare Investment Services
Find people at this firmMM Ascend Life Investor Services LLC
Find people at this firmMM Global Securities, Inc.
Find people at this firmModern Capital Securities Inc.
Find people at this firmMoloney Securities Co., Inc.
Find people at this firmMomentum Independent Network Inc.
Find people at this firmMonarch Capital Group, LLC
Find people at this firmMoney Concepts Capital Corp
Find people at this firmMoors & Cabot, Inc.
Find people at this firmMorgan Stanley
Find people at this firmMorgan Wilshire Securities, Inc.
Find people at this firmMountainside Securities LLC
Find people at this firmMuriel Siebert & Co., Inc.
Find people at this firmMutual Funds Associates Inc.
Find people at this firmMutual Securities, Inc.
Find people at this firmMutual Trust Company of America Securities
Find people at this firmNational Bank of Canada Financial Inc.
Find people at this firmNations Financial Group, Inc.
Find people at this firmNationwide Planning Associates Inc.
Find people at this firmNavaid Financial Services, Inc.
Find people at this firmNavy Federal Investment Services, LLC
Find people at this firmNBC Securities, Inc.
Find people at this firmNCG Securities LLC
Find people at this firmNetwork 1 Financial Securities Inc.
Find people at this firmNeuberger Berman BD LLC
Find people at this firmNewbridge Securities Corporation
Find people at this firmNewEdge Securities, Inc.
Find people at this firmNext Financial Group, Inc.
Find people at this firmSources, ordering and what to verify
The directory currently includes 63,615 historical records. Its original as-of date is unknown; imported September 23, 2026. Historical firm, location, contact and license fields may be out of date. They do not establish current registration or availability.
Linked professional profiles appear first, alphabetically by name; historical records follow in source order. Fincadia and other firms use the same search filters. No placement is a recommendation or quality ranking. Confirmed matching CRD numbers are merged into the sourced profile; a name alone is not an identity match.
Use FINRA BrokerCheck and SEC IAPD to check the person, current firm, registrations and disclosures. A financial advisor may not offer brokerage or stock-trading services. Ask about the capacity in which they will serve you, fees, conflicts and Form CRS.
Listings do not imply that a professional participates in FOMO. Contact links go directly to the listed destination. Requests submitted to FOMO stay with the FOMO team unless you separately authorize an introduction. Site disclosures.
MAKE THE FIRST CONVERSATION COUNT
Before you open an account.
Services & authority
Do you offer brokerage, ongoing investment advice, or both? Who makes trading decisions, and where are my assets held?
Costs & conflicts
What will I pay in total? Ask about commissions, advisory fees, product costs and any compensation tied to your choices.
Registration & fit
Check the exact person and legal firm in official records. Ask which states and services their registrations cover and review disclosures.
