PEOPLE BEHIND THE PLAN

Stockbrokers & advisors.

Find people and firms. Check registration. Contact them directly.

Check a broker ↗Check an investment adviser ↗Questions to ask ↓

Historical records and sourced profiles. Confirm current credentials and services.

People Firms63,615 historical records + sourced profiles

510 listed firms

Page 7 of 15

Sources, ordering and what to verify

The directory currently includes 63,615 historical records. Its original as-of date is unknown; imported September 23, 2026. Historical firm, location, contact and license fields may be out of date. They do not establish current registration or availability.

Linked professional profiles appear first, alphabetically by name; historical records follow in source order. Fincadia and other firms use the same search filters. No placement is a recommendation or quality ranking. Confirmed matching CRD numbers are merged into the sourced profile; a name alone is not an identity match.

Use FINRA BrokerCheck and SEC IAPD to check the person, current firm, registrations and disclosures. A financial advisor may not offer brokerage or stock-trading services. Ask about the capacity in which they will serve you, fees, conflicts and Form CRS.

Listings do not imply that a professional participates in FOMO. Contact links go directly to the listed destination. Requests submitted to FOMO stay with the FOMO team unless you separately authorize an introduction. Site disclosures.

MAKE THE FIRST CONVERSATION COUNT

Before you open an account.

Services & authority

Do you offer brokerage, ongoing investment advice, or both? Who makes trading decisions, and where are my assets held?

Costs & conflicts

What will I pay in total? Ask about commissions, advisory fees, product costs and any compensation tied to your choices.

Registration & fit

Check the exact person and legal firm in official records. Ask which states and services their registrations cover and review disclosures.

Stockbrokers & advisors.

510 listed firms

Infinity Financial Services

Ingalls & Snyder, LLC

Innovation Partners LLC

InSight Securities, Inc.

Institutional Securities Corporation

Integrated Financial Planning Services

Interactive Brokers Corp.

Interactive Brokers LLC

Intercam Securities, Inc.

Intercoastal Capital Markets, Inc.

International Assets Advisory, LLC

Intervest International Equities Corporation

Inverness Securities, LLC

Investment Network, Inc.

Invicta Capital LLC

J. Alden Associates, Inc.

J.H. Darbie & Co., Inc.

J.P. Morgan Securities LLC

J.W. Cole Financial, Inc.

Janney Montgomery Scott LLC

Jefferies LLC

Joseph Grace

Joseph Gunnar & Co. LLC

Joseph Stone Capital L.L.C.

Karbone Capital Markets, LLC

KCD Financial, Inc.

Kestra Investment Services, LLC

Key Investment Services LLC

Kimelman & Baird, LLC

Kingswood Capital Partners, LLC

Koonce Securities, LLC

Kotak Mahindra, Inc.

Kovack Securities Inc.

KR Securities, LLC

L.M. Kohn & Company

L.O. Thomas & Co. Inc.

Before you open an account.

Services & authority

Costs & conflicts

Registration & fit