PEOPLE BEHIND THE PLAN

Stockbrokers & advisors.

Find people and firms. Check registration. Contact them directly.

Check a broker ↗Check an investment adviser ↗Questions to ask ↓

Historical records and sourced profiles. Confirm current credentials and services.

People Firms63,615 historical records + sourced profiles

510 listed firms

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Sources, ordering and what to verify

The directory currently includes 63,615 historical records. Its original as-of date is unknown; imported September 23, 2026. Historical firm, location, contact and license fields may be out of date. They do not establish current registration or availability.

Linked professional profiles appear first, alphabetically by name; historical records follow in source order. Fincadia and other firms use the same search filters. No placement is a recommendation or quality ranking. Confirmed matching CRD numbers are merged into the sourced profile; a name alone is not an identity match.

Use FINRA BrokerCheck and SEC IAPD to check the person, current firm, registrations and disclosures. A financial advisor may not offer brokerage or stock-trading services. Ask about the capacity in which they will serve you, fees, conflicts and Form CRS.

Listings do not imply that a professional participates in FOMO. Contact links go directly to the listed destination. Requests submitted to FOMO stay with the FOMO team unless you separately authorize an introduction. Site disclosures.

MAKE THE FIRST CONVERSATION COUNT

Before you open an account.

Services & authority

Do you offer brokerage, ongoing investment advice, or both? Who makes trading decisions, and where are my assets held?

Costs & conflicts

What will I pay in total? Ask about commissions, advisory fees, product costs and any compensation tied to your choices.

Registration & fit

Check the exact person and legal firm in official records. Ask which states and services their registrations cover and review disclosures.

Stockbrokers & advisors.

510 listed firms

SF Investments, Inc.

Sigma Financial Corporation

Signature Estate Securities, Inc.

Silver Oak Securities, Incorporated

Snowden Account Services LLC

Sogotrade, Inc.

Sorrento Pacific Financial, LLC

Southeast Investments, N.C., Inc.

Southern Wealth Securities, LLC

Southstate|DuncanWilliams Securities Corp.

Sovereign Global Advisors LLC

Spartan Capital Securities, LLC

SpeedTrader, Inc

Spencer-Winston Securities Corporation

Spire Securities, LLC

Sprott Global Resource Investments Ltd

St. Bernard Financial Services, Inc.

Stacey Braun Financial Services, Inc.

Standard Chartered Securities North America LLC

State Farm VP Management Corp.

Stephens

Steward Partners Investment Solutions, LLC

Stifel Independent Advisors, LLC

Stifel, Nicolaus & Company, Incorporated

Stirlingshire Investments

StockKings Capital LLC

Stoever, Glass & Company Inc.

Stonecrest Capital Markets, Inc.

SunStreet Securities, LLC

Supreme Alliance LLC

SVB Investment Services Inc.

SWBC Investment Services, LLC

Sycamore Financial Group

Symphonic Securities LLC

Synovus Securities, Inc.

T.R. Winston & Company, LLC

Before you open an account.

Services & authority

Costs & conflicts

Registration & fit