PEOPLE BEHIND THE PLAN

Stockbrokers & advisors.

Find people and firms. Check registration. Contact them directly.

Check a broker ↗Check an investment adviser ↗Questions to ask ↓

Historical records and sourced profiles. Confirm current credentials and services.

People Firms63,615 historical records + sourced profiles

510 listed firms

Page 10 of 15

Sources, ordering and what to verify

The directory currently includes 63,615 historical records. Its original as-of date is unknown; imported September 23, 2026. Historical firm, location, contact and license fields may be out of date. They do not establish current registration or availability.

Linked professional profiles appear first, alphabetically by name; historical records follow in source order. Fincadia and other firms use the same search filters. No placement is a recommendation or quality ranking. Confirmed matching CRD numbers are merged into the sourced profile; a name alone is not an identity match.

Use FINRA BrokerCheck and SEC IAPD to check the person, current firm, registrations and disclosures. A financial advisor may not offer brokerage or stock-trading services. Ask about the capacity in which they will serve you, fees, conflicts and Form CRS.

Listings do not imply that a professional participates in FOMO. Contact links go directly to the listed destination. Requests submitted to FOMO stay with the FOMO team unless you separately authorize an introduction. Site disclosures.

MAKE THE FIRST CONVERSATION COUNT

Before you open an account.

Services & authority

Do you offer brokerage, ongoing investment advice, or both? Who makes trading decisions, and where are my assets held?

Costs & conflicts

What will I pay in total? Ask about commissions, advisory fees, product costs and any compensation tied to your choices.

Registration & fit

Check the exact person and legal firm in official records. Ask which states and services their registrations cover and review disclosures.

Stockbrokers & advisors.

510 listed firms

NGC Financial, LLC

NI Advisors

Noble Capital Markets, Inc.

North Capital Private Securities Corporation

North South Capital, LLC

Northern Trust Securities, Inc.

Northland Securities, Inc.

Oberlin Financial International, LLC

Open to the Public Investing, Inc.

Oppenheimer & Co. Inc.

Osaic Wealth, Inc.

Packerland Brokerage Services, Inc.

Papamarkou Wellner & Co., Inc.

Parkland Securities, LLC

Patrick Capital Markets, LLC

Paulson Investment Company LLC

Peak Brokerage Services, LLC

Pensionmark Securities, LLC

Perella Weinberg Partners LP

PHX Financial, Inc.

Pinnacle Investments, LLC

PlanMember Securities Corporation

PNC Investments

Portsmouth Financial Services

Principled Advisors, Inc.

Private Client Services, LLC

Prospera Financial Services, Inc.

PTI Securities & Futures L. P.

PTS Brokerage, LLC

Purshe Kaplan Sterling Investments

Quint Capital Corporation

R. F. Lafferty & Co., Inc.

R. Seelaus & Co., LLC

R.J. O'Brien Securities, LLC

R.M. Stark & Co., Inc.

Raphael Aryeh and Associates

Before you open an account.

Services & authority

Costs & conflicts

Registration & fit